Regulatory & Compliance
Introduction
Compliance programmes, policies and dealings with regulators, from anti-money laundering to data protection, competition and sector rules.
Regulators expect companies to show, not just state, that they comply. We build the programmes and policies that prove it, covering anti-money laundering, anti-bribery and corruption, conflicts of interest, personal data protection and cybersecurity, and keep them aligned as regulation evolves.
We have prepared more than 250 governance and compliance policies, and we advise on the rules of sector regulators such as the Saudi Central Bank, the Capital Market Authority, the Ministry of Health and the Food & Drug Authority, and on merger control filings with the General Authority for Competition.
Across the lifecycle
How we help
Assessment
Mapping the rules that apply to the business and the gaps against them.
Programmes
Policies, controls and training that turn rules into daily practice.
Regulators
Licence conditions, notifications and correspondence with regulators.
Monitoring
Periodic reviews and updates as regulation changes.
Inspections & penalties
Responding to inspections, violations and penalties, and objecting where appropriate.
Selected experience
Experience at scale, disclosed with care.
- Legal counselLegal counsel to a Saudi holding group with more than 50 subsidiariesOngoing counsel on group structure, governance and legal risk across the holding company and its subsidiaries.
- Governance adviserGovernance frameworks and policies for more than 150 companiesDesigning and maintaining governance for companies under governance, including more than 250 governance and compliance policies.
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